Form 4 Tracker
CATERPILLAR INC
CAT

91 insider filings · Latest: Sep 30, 2026

Common Stock Transactions
Txn DateAcceptedInsiderTypeSharesAvg PriceValueShares OwnedFiling
May 4, 2026May 4 8:07 PMJASON KAISER
Proposed Sale
5,642$883.03$5.0M—

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Mar 5, 2026Mar 6 5:41 PMJoseph E CreedChief Executive Officer
Sale
2,500$718.93$1.8M35,083(D)

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Mar 5, 2026Mar 5 9:28 PMJOSEPH E CREED
Proposed Sale
2,500$718.93$1.8M—

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Feb 23, 2026Feb 25 12:36 AMRodney Michael ShurmanGroup President
Sale
2,278$759.61$1.7M1,443(D)

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Feb 23, 2026Feb 23 9:10 PMRODNEY M SHURMAN
Proposed Sale
2,278$759.61$1.7M—

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Feb 17, 2026Feb 18 7:44 PMRodney Michael ShurmanGroup President
Sale
1,764$763.39$1.3M1,440(D)

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Feb 17, 2026Feb 18 7:43 PMWilliam E SchauppChief Accounting Officer
Sale
972$764.20$742.8K824(D)

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Feb 17, 2026Feb 17 10:53 PMWILLIAM SCHAUPP
Proposed Sale
972$764.20$742.8K—

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Feb 17, 2026Feb 17 9:59 PMRODNEY M SHURMAN
Proposed Sale
1,764$763.39$1.3M—

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Feb 13, 2026Feb 17 4:10 PMAnthony D. FassinoGroup President
Sale
7,891$776.90$6.1M46,643(D)

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Feb 13, 2026Feb 13 9:29 PMANTHONY FASSINO
Proposed Sale
7,891$776.90$6.1M—

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Feb 11, 2026Feb 13 8:14 PMLange Bob DeGroup President
Sale
12,507$767.08$9.6M84,997(D)

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Feb 12, 2026Feb 13 8:13 PMJason KaiserGroup President
Sale
1,690$776.70$1.3M8,661(D)

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Feb 12, 2026Feb 12 9:02 PMJASON KAISER
Proposed Sale
1,691$776.70$1.3M—

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Feb 11, 2026Feb 11 9:22 PMBOB DE LANGE
Proposed Sale
12,507$767.08$9.6M—

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Feb 6, 2026Feb 9 5:54 PMLange Bob DeGroup President
Sale
22,656$720.11$16.3M79,953(D)

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Feb 6, 2026Feb 9 5:51 PMAnthony D. FassinoGroup President
Sale
6,033$722.15$4.4M41,151(D)

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Feb 6, 2026Feb 6 10:18 PMBOB DE LANGE
Proposed Sale
22,656$720.11$16.3M—

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Feb 6, 2026Feb 6 9:04 PMANTHONY FASSINO
Proposed Sale
6,033$722.15$4.4M—

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Feb 4, 2026Feb 5 8:07 PMLange Bob DeGroup President
Sale
16,070$704.97$11.3M79,953(D)

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Stock Options & Derivatives
Txn DateAcceptedInsiderTypeSharesExercise PriceShares OwnedFiling
Sep 30, 2026Oct 1 9:15 PMLynn J GoodDirector
Grant/Award
30—30(D)

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Sep 30, 2026Oct 1 9:14 PMDavid MaclennanDirector
Grant/Award
28—505(D)

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Sep 25, 2026Sep 28 7:01 PMJason KaiserGroup President
Grant/Award
11—5,449(D)

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Sep 25, 2026Sep 28 7:00 PMKyle Joseph EpleyChief Financial Officer
Grant/Award
18—5,846(D)

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Sep 25, 2026Sep 28 7:00 PMJoseph E CreedChief Executive Officer
Grant/Award
19—11,234(D)

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Aug 28, 2026Sep 1 4:32 PMJoseph E CreedChief Executive Officer
Option Exercise
44,403$219.760(D)

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Aug 26, 2026Aug 27 7:47 PMKyle Joseph EpleyChief Financial Officer
Grant/Award
18—5,869(D)

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Aug 26, 2026Aug 27 7:46 PMJason KaiserGroup President
Grant/Award
11—5,476(D)

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Aug 26, 2026Aug 27 7:45 PMJoseph E CreedChief Executive Officer
Grant/Award
19—11,291(D)

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Jul 24, 2026Jul 27 9:42 PMKyle Joseph EpleyChief Financial Officer
Grant/Award
12—5,961(D)

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Jul 24, 2026Jul 27 6:43 PMJason KaiserGroup President
Grant/Award
10—5,567(D)

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Jul 24, 2026Jul 27 6:41 PMJoseph E CreedChief Executive Officer
Grant/Award
18—11,483(D)

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Jun 30, 2026Jul 1 6:53 PMDavid MaclennanDirector
Grant/Award
22—476(D)

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Jun 26, 2026Jun 29 7:52 PMJason KaiserGroup President
Grant/Award
5—5,831(D)

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Jun 26, 2026Jun 29 7:50 PMJoseph E CreedChief Executive Officer
Grant/Award
16—12,028(D)

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Jun 26, 2026Jun 29 7:48 PMKyle Joseph EpleyChief Financial Officer
Grant/Award
6—6,242(D)

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May 26, 2026May 27 7:11 PMJoseph E CreedChief Executive Officer
Grant/Award
18—11,001(D)

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May 26, 2026May 27 7:09 PMKyle Joseph EpleyChief Financial Officer
Grant/Award
6—5,711(D)

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May 14, 2026May 15 9:29 PMDenise C JohnsonGroup President
Option Exercise
16,078$196.700(D)

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May 13, 2026May 14 6:47 PMDenise C JohnsonGroup President
Option Exercise
7,900$196.7016,078(D)

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